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BLM – FINANCIAL SERVICES DIRECTORS, OFFICERS & KEY MANAGERS LEVELLED WITH ALMOST £200M FINES SINCE 2020

BLM – FINANCIAL SERVICES DIRECTORS, OFFICERS & KEY MANAGERS LEVELLED WITH ALMOST £200M FINES SINCE 2020

Library

29th Jul 2021

D&O, Professional Negligence

Author - Alex Traill

New research shows financial services directors & officers from were hit with fines totalling just over £196m between 2020 – 2021. Severe cases resulted in custodial sentences for financial services personnel, with 24 directors & officers receiving sentences totalling 154 years since 2016. Over the last five years regulator fines for the financial services sector topped £480m

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BLM – FINANCIAL SERVICES DIRECTORS, OFFICERS & KEY MANAGERS LEVELLED WITH ALMOST £200M FINES SINCE 2020

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BLM – FINANCIAL SERVICES DIRECTORS, OFFICERS & KEY MANAGERS LEVELLED WITH ALMOST £200M FINES SINCE 2020

Related Articles

dwf – Pension challenges impacting professional indemnity insurers: Predicted increase in claims

beale & co – PROFESSIONAL INDEMNITY AND DIRECTORS’ & OFFICERS’ LIABILITY – ESG TRENDS IN THE USA “WHEN AMERICA SNEEZES, THE REST OF THE WORLD CATCHES THE COLD”

beale & Co – RIBA PRINCIPAL DESIGNER’S GUIDE

birketts – Christmas advertising: avoiding an unwanted gift of litigation

kennedys – D&O insurance: Impact and risks of artificial intelligence and its use by the board of directors in decision making

dwf – Directors’ Duties: Derivative Actions Update

beale & co – BIDDING FAREWELL TO THE BOARDROOM: DIRECTORS BARRED FOR COLLUSIVE TENDERING

kennedys – Directors’ and officers’ liability report 2023: trends and future risks

kennedys – Professions and Financial Lines Brief: latest decisions May 2023

beALE & co – ARCHITECTS FROM UK, US, AUSTRALIA AND NEW ZEALAND GAIN NEW MUTUAL RECOGNITION ROUTES

Members

About FOIL

Join

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