MGAA – SMCR webinar from Birketts EC3 Legal


On this webinar Clare Barlow and Olivia Toulson discussed SMCR, which is now applicable to all firms authorised and regulated by the FCA or the Prudential Regulation Authority.

Clare and Olivia looked at the structure and shape of the regime and how it impacts the employment lifecycle; from hiring individuals, managing performance and disciplinary issues and recognising Conduct Rule breaches, through to issues that arise on termination.

They also looked at regulatory references and the issues surrounding those.

Read Full Article

Related Articles

Filter Articles